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Updated: October 7th, 2023 | Chicago | Lawyer List D | Mallon & Johnson |
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Address: 120 North LaSalle St, Suite 2100, chicago, IL, 60602
Law Firm: Mallon & Johnson
Phone: 312-346-8890
Fax: 312-346-8896
Email:
Website: http://www.mallonandjohnson.com/
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| Description | Phi Delta Phi. Member Editorial Board, American Criminal Law Review. Author: ‘Key Considerations in the Private Placement of Securities,’ Chapter 12, Securities Law, 2003 Edition, IICLE, Securities Law Practice Handbook; ‘The Role of Institutional Investors After the Securities Reform Act: Will Institutional Investors Act as Lead Plaintiff?’ 25 Securities Regulation Law Journal 387, Winter 1998; ‘Staying Out of Trouble with the SEC: Tips for the Brokerage Firm,’ 44 The Practical Lawyer 47, January 1998; ‘No One Escapes: Why managers are liable for the wrongdoing of subordinates,’ Registered Representative, Vol. 21, No. 10, October 1997; ‘Insider Trading in Non-Equity Securities,’ Review of Securities and Commodities Regulation, September, 1993; ‘SEC Enforcement,’ ICLE Securities Law Practice Handbook, (1991), (1996). Co-author: ‘White-Collar Crime: Survey of Law,’ 20 American Criminal Law Review, 291-336, Fall, 1982. Attorney, U.S. Securities and Exchange Commission, Division of Enforcement, 1990-1996. Judicial Law Clerk, R. F. Collins, U.S. District Court Judge, Eastern District of Louisiana, 1984-1986. |
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